HomeMy WebLinkAbout 17-19 - Approving the Third Amendment to the Greens Metro DistrictSTATE OF COLORADO
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COUNTY OF WELD
CERTIFICATE OF AUTHENTICITY
(Proposed Third Amendment to Greens Metro District Service Plan)
I, Larissa Medina, Town Clerk, in and for said Town of Firestone, in the
County of Weld, in the State aforesaid, do hereby certify that the attached is a
true and correct copy of Resolution No. 17-19, adopted by the Firestone Town
Board of Trustees of the Town of Firestone, on the 12th day of April, 2017.
In witness whereof, I have hereunto set my hand and the seal of the Town
of Firestone, this 12th day of April 2017.
Town Clerk
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TOWN OF FIRESTONE, COUNTY OF WELD, STATE OF COLORADO
1N RE THE THIRD AMENDMENT TO SERVICE PLAN FOR THE GREENS
METROPOLITAN DISTRICT, IN THE TOWN OF FIRESTONE, COUNTY OF WELD,
STATE OF COLORADO
RESOLUTION NO. 17-I
RESOLUTION OF APPROVAL
WHEREAS, by Resolution No. 02-41, adopted September 26, 2002, the Board of
Trustees of the Town of Firestone, County of Weld, State of Colorado (the "Town"), approved
the Service Plan for The Greens Metropolitan District (f/k/a Firestone Trails Metropolitan
)istrict); and
WHEREAS, by Resolution No. 15-41, adopted August 12, 2015, the Town approved the
Second Amendment to the Service Plan for The Greens Metropolitan District (the "District");
and
WHEREAS, pursuant to the Special District Act, there has been filed with the Town a
proposed Third Amendment to Service Plan for the District; and
WHEREAS, pursuant to the provisions of Title 32, Article 1, Part 2, C.R.S. as amended,
the Board of Trustees of the Town, following due notice, held a public hearing on the proposed
Third Amendment to Service Plan, which hearing was held on April 12, 2017; and
WHEREAS, the Board of Trustees has considered the Third Amendment to Service Plan
and all other testimony and evidence presented at the hearing; and
WHEREAS, based upon the testimony and evidence presented at the hearing, it appears
that the Third Amendment to Service Plan for the District should be approved by the Board of
Trustees, subject to certain conditions set forth below, in accordance with Section 324-
204.5(1)(c), C.R.S.
THEREFORE, BE IT RESOLVED BY THE BOARD OF TRUSTEES OF THE TOWN
OF FIRESTONE, COLORADO:
Section 1. That the Board of Trustees, as the governing body of the Town of Firestone,
Colorado, does hereby determine, based on representations by and on behalf of The Greens
Metropolitan District (the "District") that all of the requirements of Title 32, Article 1, Part 2,
C.R.S., as amended, relating to the filing of the proposed Third Amendment to Service Plan for
The Greens Metropolitan District have been fulfilled; that notice of the hearing was given in the
time and manner required by the Town; and that the modifications proposed by the Third
Amendment to Service Plan do not constitute material modifications of the Service Plan.
Section 2. That, based on representations by and on behalf of the District, the Board of
Trustees of the Town has jurisdiction over the subject matter of the proposed Third Amendment
to Service Plan pursuant to Title 32, Article 1, part 2, C.R.S., as amended.
Section 3. That, pursuant to Section 32-1-207, C.R.S., Section 32-1-204.5, C.R.S.,
Section 32-1-202(2), C.R.S., and Section 324-203(2), C.R.S., the Board of Trustees of the Town
of Firestone, Colorado, does hereby find and determine, based on the Service Plan, as amended
by the Third Amendment to Service Plan, the representations by and on behalf of the District and
other evidence presented at the public hearing, that:
(a) There is sufficient existing and projected need for organized service in the
areas to be serviced by the District;
(b) The existing service in the areas to be served by the District is inadeduate
for present and projected needs;
(c) The District is capable of providing economical and sufficient service to
the area within its boundaries;
(d) The area in the District districts has, or will have, the financial ability to
discharge the proposed indebtedness on a reasonable basis; and
(e) The approval of the Third Amendment to Service Plan is in the best
interests of the District.
Section 4. That the Third Amendment to Service Plan for The Greens Metropolitan
District, as set forth in Exhibit A to this Resolution and dated March 20, 2017, is hereby
approved subject to the District paying all reasonable expenses of the Town, its attorneys and
consultants, as well as the Town's reasonable processing fees, in connection with the
modification of the Service Plan approved herein in accordance with § 32-1-204.5(1)(c), C.R.S.
Section 6. That a certified copy of this Resolution be filed in the records of the Town of
Firestone and submitted to the District.
RESOLVED, ADOPTED AND APPROVED this day
AT�T:� • ,,
Carissa'iGledina. Town Clerk
T OF FIRES_ ONE, COLORADO
xPaul Sorensen, Mayor
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IN THE TOWN OF FIRESTONE, COLORADO
Resubmitted March 20, 2017
THE GKEENS METROPOLITAN DISTRICT
THIRD AMENDMENT TO SERVICE PLAN
I. INTRODUCTION
This Third Amendment to the Service Plan (the "Third Amendment") for The
Greens Metropolitan District (the "District") amends and supersedes, only to the extent
provided herein, the original Firestone Trails Metropolitan District Service Plan approved
by Resolution 02-41 adopted by the Board of Trustees on September 26, 2002 (the "Service
Plan") as amended by the First Amendment thereto approved by the Board of Trustees of
the Town of Firestone, Colorado (the "Town") April 10, 2013 and confirmed by the Town by
the First Amendment to the Service Plan (the "First Amendment") to confit•�n the name change
of the District to The Greens Metropolitan District, as amended by the Second Amendment to
the Service Plan (the "Second Amendment") approved by the Board of Trustees of the
Town by Resolution 15-41 on August 12, 2015 to exclude the Hamilton Property from the
boundaries of the District and limit the District's boundaries acid update exhibits to reflect only
the District Property after the exclusion of the Hamilton Property.
The Town has jurisdiction to adopt a resolution of approval to approve this Third
Amendment by virtue of Section 32-1-204.5 C.R.S., et sey.
The purpose of the Third Amendment is to clarify and revise certain language in the
Service Plan which sets forth: (1) limits on call protection, (2) that all bonds are issued for cash,
and (3) the requirement of the use of a Trustee for the issuance of all bonds, including Developer
Bonds. The modifications of the Service Plan are necessary to update the Service Plan to ensure
that the issuance of debt by the District is in the most effective and efficient manner, and to
reduce the costs of issuance and eliminate restrictive language which may have an unintended
negative effect on the issuance of Debt by the District and incurrence of unnecessary costs and
expensesA
This Third Amendment shall amend and restate the following portions of Article V:
A. Portions of Section (d) entitled "Other Financial Restrictions, Limitations and
Requirements"; and
B. Portions of Section (f) entitled "Investor Suitability"
This Third Amendment is submitted pursuant to �§ 32-1-201, et seq., C.R.S., as amended
(the "Special District Control Act"), and the requirements of the Town as set forth in the Service
Plan. The District is aquasi-municipal corporation and political subdivision of the State of
Colorado. The Town approved the Service Plan for the District on September 26, 2002 (the
"Service Plan") and the Weld County District Court ordered the organization of the District on
November 21, 2002 pursuant to the requirements of the Special District Control Act. This Third
Amendment shall not change the primary terms, conditions and exhibits of the original Service
Plan as it is currently amended, except for only the following select sections, references and
exhibits.
II. ARTICLE V ��OTHER FINANCIAL RESTRICTIONS, LIMITATIONS AND
REQUIREMENTS"
The first paragraph of Article V, Section (d) of the Service Plan, entitled "Other Financial
Restrictions, Limitations and Requirements", is revised to eliminate the requirement that all
bonds be sold for cash. Such first paragraph of Article V, Section (d) shall be replaced in its
entirety with the following:
"d. Other Financial Restrictions, Limitations and Requirements.
E
The District shall request voter authorization for such amount of general
obligation debt as the District deems sufficient to allow for allocation of the amounts deposited
in the Town's capital improvements fund (as described in Article V.c, above) among the
District's powers, unforeseen contingencies, increases in conshuction costs due to inflation and
all costs of issuance, including capitalized interest, reserve funds, discounts, legal fees and other
incidental costs of issuance; provided, however, that the amount of general obligation debt
(together with construction financing notes) achially issued by the District shall not exceed the
debt limitation of Four Million, Four Hundred Thousand Dollars ($4,400,000) as stated in Article
V.b., above. The authorized maximum voted interest rate is fifteen percent (I S%) per annum
and the maximum underwriting discount is fow• percent (4%) of bond principal. The actual
interest rates and discounts within such maximum amounts, will be determined at the time the
bonds are sold by the District and will reflect market conditions at the time of sale; provided,
however, that the actual interest rate shall not exceed Five Hundred (500) basis points above the
thirty (30) year `AAA' Municipal Market Data rate in effect at the time the bonds are sold. The
interest rate shall be a simple interest rate without compounding for unpaid principal or interest."
III. ARTICLE V "OTHER FINANCIAL RESTRICTIONS, LIMITATIONS AND
REQUIREMENTS"
The fifth paragraph of Article V, Section (d) of the original Service Plan, entitled "Other
Financial Restrictions, Limitations and Requirements", is revised to eliminate the requirement
that all bonds require the structuring and use of bank trustee. Such fifth paragraph of Article V,
Section (d) shad be replaced in its entirety with the following:
"All publicly placed bonds of the District shall be sti•uctured utilizing a commercial bank
with trust powers as trustee to hold the bond proceeds and debt service funds and to pursue
3
remedies on behalf of the bondholder. Privately placed bonds of the District may alternatively
be structured utilizing a commercial bank as a paying agent to no and administer bond
proceeds and debt service funds."
IV. ARTICLE V "INVESTOR SUITABILITY"
Subsection (1) of Article V, Section (f) of the Service Plan, entitled "Investor
Suitability", is revised to clarify that call protection on bonds shall not exceed five (5) year call
protection. Such subsection (1) of Article V, Section (f) shall be replaced in its entirety with the
following:
"f. Investor Suitability.
1. Developer Bonds shall be issued only to MSP Corporation, a
Colorado corporation, its affiliates, subsidiaries, heirs, successors or assigns (collectively, the
"Developer"). The actual amount of the bonds issued will be subject to assessed
valuations and market conditions as they exist at the time of issuance of each series of
bonds and will be issued only in compliance with the above -stated debt limit and all
other applicable requirements and restrictions as provided in the Service Plan. Call
protection on all bonds issued shall not exceed a period of five (5) years from the date of
initial issuance; and"
V. EFFECT OF THIRD AMENDMENT
Except as specifically modified herein, the original Service Plan of the District as
approveI by the Board of Trustees on September 26, 2002, as amended by the First Amendment
thereto approved by the Board of Trustees on April 10, 2013, and as amended by the Second
Amendment thereto approved by the Board of Trustees on August 12, 2015 remains in effect.
VI. RESOLUTION OF APPROVAL
The District and proponents of the District agree to and shall incorporate the Board of
Trustees' Resolution of Approval, including any conditions of such approval, into this Third
Amendment to the Service all presented to the Weld County District COUrt. Such resolution
shall be attached as Exhibit A.
VII. CONCLUSION
This Third Amendment demonstrates that:
a. There is sufficient existing and projected need for organized service in the area to
be serviced by the District;
b. The existing service in the area to be served by the District is inadequate without
the District for present and projected needs;
c. The District is capable of providing economical and sufficient service to the area
within its proposed boundaries:
d. The a2•ea to be included in the District has, or will have, the financial ability to
discharge the proposed indebtedness on a reasonable basis;
e. The facility and service standards of the District are compatible with the facility
and service standards of Weld County and Town of Firestone, which are interested parties
hereunder. § 32-1-204(1), C.R.S.;
f. The Third Amendment will be in the best interests of the area to be served.
VIII. CERTIFICATION
It is hereby respectfully I•equested that the Board of Trustees of the Town of Firestone,
Colorado, which has jurisdiction to approve this Third Amendment by virtue of Section 324-
204.5 and Section 32-1-207(2) C.R.S., et seq., as amended, adopt a resolution of approval which
approves this Third Amendment to the Service Plan for The Greens Metropolitan District as
5
submitted. The undersigned will cause written notice of the Town's hearing on the proposed
Service an to be duly given to all "interested parties" within the meaning of § 32-1-204,
C.R.S., and will or has caused all other required filings to be made and all other applicable
procedural requirements to be met.
THE GREENS METROPOLITAN DISTRICT
By:
Marcus Palkowitsh, President
EXHIBIT A
Form of Resolution of it of Firestone Approving the Third Amendment
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Memorondunz
To: Mr. Samuel J. Light, Esq.
Light Kelly, P.C.
Mr. Bruce Nickerson
Ms. Carissa Medina
Town of Firestone
From: David S. O'Leary, Esq.
Re: Proposed Third Amendment to Service Plan for The Greens Metropolitan District
Date: March 20, 2017
The Greens Menropolitan District (the "District") has requested that the Town of Firestone (the
"Town") consider the attached proposed Third Amendment to the Service Plan (the "Service
Plan") for the District to help facilitate a bond issuance by the District. Based upon initial
preparation for the issuance of bonds and review of the Service Plan there are three (3) issues to
be addressed in facilitating the completion of the bond issuance through changes in the Service
Nan, Pl
1. No Call Protection —The current language regarding call protection is confusing and
conflicting. The proposal conforms this provision into a 5 Year Call Protection.
The current language restricts the marketability of the bonds and creates the need to
prepare a new bond issuance if the Developer sells the bonds in the future. Placing a five
(5) year call on the bonds is more in tune with industry standards and is still more
restrictive than typical non -rated District bond issuances which typically have a ten (10)
year call.
2. Bonds .must be issued. for cash —The current language in the Service Plan provides that
all bonds must be issued for• cash. This creates a logistical problem with Developer
issued bonds, reimbursements and exchanges for bank financing, and creates a phantom
income tax situation. The unintended consequence of issuing for cash is that the bonds
would have to be issued immediately or too soon if the bonds cannot be used as a
reimbursement or exchange for another financial instrument. This in turn raises costs of
bond issuance and more interest would accrue to the detriment of the District. These are
District funds which do not need to be incurred or expended unnecessarily.
Developer Bonds are typically not issued for cash; rather there is an exchange of a Bond
for the reimbursement obligations to the Developer or other entity which holds the
reimbursement obligation of the District and no cash is exchanged. This avoids the
creation of a phantom income tax situation.
DN 168231 G. I
3. Requirement of using a Trustee — The language in the current Service Plan requires any
financing to be facilitated through a trustee with trust provisions. This creates additional
costs for the District when it is not needed for a Developer issued bond (which will result
in an additional $1,500 - $3,000 upon issuance and additional costs of $2,000-$5,000 per
year which are paid for by the District as an additional administrative cost using taxpayer
funds). Many bond financing transactions use bank departments and refer to the agent as
a paying agent. This change will reduce District administrative costs and provide for
quicker repayment of the bonds, which is beneficial to all homeowners within the
District.
We respectfully request being placed on the next available agenda for consideration by the
Town. Thank you for your time and consideration of this application for a Third Amendment to
the Service Plan for The Greens Metropolitan District to clean up the language and facilitate a
bond issuance by the District.
2 DN 168231 G. l